Disclosure and Materials for Merrill investment advisory programs

Merrill Lynch Investment Advisory Program

The Client Agreement and the Program Brochure on Form ADV Part 2A for the Merrill Lynch Investment Advisory Program (IAP), as well as other documents and information related to IAP services, are available by clicking the blue highlighted title below. You can obtain a paper copy from your financial advisor free of charge.

Disclosures and Form of Client Agreement

Client Relationship Summary (Form CRS) and Merrill Lynch Investment Advisory Program Agreement (PDF)

Merrill Lynch Investment Advisory Program Wrap Fee Program Brochure (ADV2a) (PDF)

Retirement Account Addendum/ERISA 408b-2 Notice Applicable to ERISA-covered Plans enrolled in IAP (PDF)

Other Materials

Investment Adviser Code of Ethics (PDF)

Summary of Programs and Services (PDF)

Institutional Shareholder Services Brochure (PDF)

Materials relating to the Tax Efficient Management Services offered in IAP

Guide to Tax Efficient Management Offerings (PDF)

Quarterly Loss Harvesting Term Sheet (PDF)

Dynamic Tax Loss Harvesting Term Sheet (PDF)

Tax Efficient Rebalancing Term Sheet (PDF)

Materials relating to the Transition Management Services offered in IAP

Tax Efficient Transition Term Sheet (PDF)

Style Manager and PAS Manager Materials offered in IAP

Step Out Information Document (PDF)

Style Manager and Premium Access Strategies Rate List (PDF)

Strategy Catalog for Clients (PDF)

Other Merrill investment advisory program materials

The Client Agreement and the Program Brochure on Form ADV Part 2A and other documents for the investment advisory programs listed below are available by clicking the blue highlighted title below. You can obtain a copy from your financial advisor free of charge.

Merrill Lynch Strategic Portfolio Advisor® Service

Merrill Lynch Strategic Portfolio Advisor Service Client Agreement (PDF)

Merrill Lynch Strategic Portfolio Advisor Service Wrap Fee Program Brochure (ADV2a) (PDF)

ERISA 408(b)(2) Notice Applicable to ERISA-covered Plans enrolled in the Merrill Lynch Strategic Portfolio Advisor Service (PDF)

Investment Adviser Code of Ethics (PDF)

Merrill Lynch Managed Account Service

Merrill Lynch Managed Account Service Client Agreement (PDF)

Merrill Lynch Managed Account Service Wrap Fee Program Brochure (ADV2a) (PDF)

ERISA 408(b)(2) Notice Applicable to ERISA-covered Plans enrolled in the Merrill Lynch Managed Account Service (PDF)

Investment Adviser Code of Ethics (PDF)

Merrill Lynch Institutional Investment Consulting Service

ERISA 408(b)(2) Notice Applicable to ERISA-covered Plans enrolled in the Merrill Lynch Institutional Investment Consulting Program (PDF)

The ADV brochures for the investment managers offering Style Manager Strategies and Premium Access Strategies are listed below.

The Profiles for the Style Manager Strategies and Premium Access Strategies are accessible at a website address provided to clients in their IAP enrollment materials, Program Report and other client communications.

(AZ21********4V)